兔子先生传媒文化作品

Department of Internal Audit and Compliance

Objectives and Values

Objectives

  • Evaluate financial and operational procedures for adequacy of internal controls and provide advice and guidance on control aspects of new policies, systems, processes and procedures.

  • Determine the accuracy and propriety of financial transactions.

  • Ensure that proper controls and safeguards are maintained to protect the University鈥檚 assets (tangible and intangible) from impairment, loss and unauthorized use and/or disposal.

  • Determine the level of compliance with University policies and procedures, local, state and federal laws and regulations and other contractual covenants.

  • Evaluate the accuracy, effectiveness and efficiency of the University's electronic information and processing systems.

  • Determine the effectiveness and efficiency of departments in accomplishing their mission and identify operational opportunities for cost savings and revenue enhancements.

  • Provide assistance in audits performed by the Auditor of State and/or other external auditors.

  • Investigate fiscal misconduct.

Values

In carrying out our mission, we share certain beliefs and values.听

  • Our primary focus is to provide excellent service to the University. Our examinations will be performed in accordance with applicable standards established by the and the .

  • We are committed to the highest degree of fairness, integrity and ethical conduct in the performance of our mission.

  • We will adhere to the Code of Ethics as established by the Institute of Internal Auditors.

  • We will perform our work in an atmosphere of respect, helpfulness, sharing, patience, and openness.

  • We are committed to maintaining and enhancing our professionalism through continuing education and training.

  • 听Although we are a part of the University we are committed to maintaining our independence in defining the scope and objectives of our examinations.听听听

听Aspirational Goals

  • Build an internal audit staff to be a knowledge resource serving as assurance and business adviser
  • Adjust to a stream of internal and听external听forces affecting strategies and operations
  • Build audit plans on a risk-based schedule
  • Engage resources when necessary to provide subject matter expertise in technical internal audit areas
  • Confront risks such as asset misappropriation, corruption, fraudulent financial reporting
  • Mitigate information technology risks that drive and redefine the operations of the university
  • Support university governance programs that promote ethics and transparency
  • Embed technology in all facets of auditing to work more quickly and more accurately
  • Systematically accumulate knowledge about operations, risk and controls, and business process best practices
  • Implement a systematic improvement methodology
  • Communicate effectively and with maximum impact听听听

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